Among other violations, the SEC said, Banc of America Securities told investigators that it could not reproduce e-mails sent before June 2001 without incurring unreasonable expense.

Banc of America Securities was the successor to Montgomery Securities, the go-go firm that was sold to NationsBank in 1997 and then renamed in the merger with Bank of America.

Bank of America shares, up 12% in the last 12 months, fell $1.34 to $79.09 on the New York Stock Exchange on Friday. New York-based Banc of America Securities is cooperating with the investigation ...

BOSTON (MarketWatch) -- Banc of America Securities on Thursday said it has hired William Harts as managing director and head of strategy for equities. He reports to Peter Forlenza, global head of ...

Banc-Of-America-Securities News: TBS Announces Follow-On Offering Of Common Shares, Cal Dive Completes Acquisition Of Horizon. Saturday, June 8, 2024. SUBSCRIBE Banc Of America Securities News.

LONDON (MarketWatch) -- Playboy Enterprises PLA, was downgraded to neutral from buy both at UBS and Banc of America Securities. Banc of America lowered its price target to $12 from $13, while UBS ...

The head of Banc of America Securities' high-yield bond capital markets operations, Fred Cohen, resigned from the investment firm to start his own investment boutique. Mr. Cohen, who plans to form ...

Based on trends, Banc of America Securities is reducing its Q4 radio industry estimate to 2.5%. “While higher than the Street, (2.5% growth) is achievable if trends continue to improve.” Clear Channel ...

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The National Association of Securities Dealers reached a settlement with Andrew Hamerling, a former research analyst at Banc of America Securities charged with issuing research that contradicted ...

DEFENDANTS SOUGHT sanctions for frivolous conduct, pursuant to 22 New York Codes, Rules and Regulations 130-1.1, against plaintiffs. Previously, the court granted several motions to dismiss the ...