The proverb of “if at first you don’t succeed, try, try again” appears to be at work, as Sen. Elizabeth Warren (D-Mass.) apparently was not satisfied with the responses she received from Empower in ...

Another major firm has announced plans to bring private market investments to defined contribution retirement plans.

While plan fiduciaries have been successful of late in fending off forfeiture reallocation suits, a new one has just been filed.

As part of the reconciliation budget bill that President Trump signed on July 4, children under the age of 18 will be eligible to have a Trump account opened for them, starting a year from now. Here’s ...

The firms announced that they have formed a strategic relationship to offer Nuveen target-date funds with embedded TIAA lifetime income for retirement plan recordkeeping clients of Transamerica.

Well, it’s taken a couple of years, but a federal judge has now formally set aside part of the Labor Department’s investment advice regulation.

Noting that “…the Secretary has an interest in effectuating ERISA’s express purpose of ‘establishing standards of conduct, responsibility, and obligation for fiduciaries of employee benefit plans,’” ...

Reducing costs isn’t as important to retirement plan sponsors, signaling a shift in mindset. While 40% still listed cost management as an important focus for the coming year, it declined from 50% in ...

Modern Wealth Management announced an asset purchase agreement of El Segundo, California-based Kaye Capital Management, a fee-only RIA with over $700 million in assets under management and an ...

Could providing information about designated beneficiaries on a participant statement actually trigger a fiduciary breach suit?

Investors who receive personalized financial advice unlock meaningful benefits that extend far beyond portfolio performance, according to the results of a newly released survey by Vanguard.

The terms of a settlement announced in early May, while short of the original damages sought, are still jaw-dropping.