Vanguard Group Inc., the investment giant famous for low-cost index funds, is seeking regulatory approval to expand its signature tax-saving fund structure — as anticipation grows that the ...

Vanguard Group Inc., the investment giant famous for low-cost index funds, is seeking regulatory approval to expand its signature tax-saving fund structure — as anticipation grows that the ...

Investing.com -- The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains ...

Without admitting or denying the SEC’s findings, Vanguard agreed to be censured, cease and desist from future violations, and pay $18.2 million in disgorgement and prejudgment interest that will ...

The SEC’s order said Vanguard’s investor-series target funds saw $130 billion in redemptions from December 2020 to October 2021, up from $41 billion in the same period a year prior.

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed ...

T. Rowe Price is seeking SEC approval to offer a new ETF product as the company looks to grow its $5 billion ETF business and attract younger investors.

As part of the nationwide settlement, Vanguard was ordered to pay $13.5 million in penalties, though that money will be added to the SEC-managed pool of restitution funds of $92.91 million, for a ...

The Securities and Exchange Commission’s new guidance earlier this month on investor activism and engagement with portfolio companies has thrown asset managers into confusion, with some of the ...

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